Glendon Cooper
• Stock Broker | Account Executive, Wealth Management
• Serviced individual investors in the equities and bond market
• Over ten (10+) years of advance knowledge of financial industry regulations
• Senior Investigations Consultant Bank Secrecy Act (BSA)|Anti-Money Laundering (AML)
• Fraud and E-Communications investigations
• Domestic and international Accounts
• Over 8 years of Anti-Money Laundering (“AML”) and KYC/OFAC investigation experience
• Strong analytical skills with extensive experience in wholesale, commercial, correspondent and retail banking
• Reviewed lookbacks and production alerts/cases
• SAR writing, KYC, EDD, CIP remediation and QA / QC reviews
• Technical skills include Microsoft Office tools and various compliance surveillance and monitoring systems including Actimize, Mantas, Prime and other proprietary tools
• Intermediate to Advanced proficiency in Microsoft Office Suite 2010 (Word, Excel, Outlook)
• Experience with legal and investigative databases (e.g., Worldcheck, LexisNexis, Factiva, etc.).
• Possess excellent organizational skills and proven ability to manage time efficiently in a fast paced environment.
• Ability to work well with all levels of staff and management.
• Type 35 WPM
PROFESSIONAL EXPERIENCE:
AML Analyst | Investigator| Consultant June 2010 – Present
• LBBW Landesbank Baden-Wurttemberg, New York, NY
• Continental Bank, New York NY
• Hua Nan Commercial Bank, New York NY
• Mitsubishi UFJ Trust and Banking (MUTB) Corporation New York Branch
• Credit Suisse, New York NY
• Natixis CIB Americas, New York NY
• Scotiabank, New York NY
• The Bank of Tokyo-Mitsubishi UFJ, Ltd, Jersey City NJ
• ALMA BANK, New York NY
• CITIGROUP, New York NY
• HSBC BANK, New York, NY
EDUCATION
University of Phoenix
BS – Information Technology and Cybersecurity (Student since 2017)
Pace University
Liberal Arts Studies (Incomplete)
• Stock Broker | Account Executive, Wealth Management
• Serviced individual investors in the equities and bond market
• Over ten (10+) years of advance knowledge of financial industry regulations
• Senior Investigations Consultant Bank Secrecy Act (BSA)|Anti-Money Laundering (AML)
• Fraud and E-Communications investigations
• Domestic and international Accounts
• Over 8 years of Anti-Money Laundering (“AML”) and KYC/OFAC investigation experience
• Strong analytical skills with extensive experience in wholesale, commercial, correspondent and retail banking
• Reviewed lookbacks and production alerts/cases
• SAR writing, KYC, EDD, CIP remediation and QA / QC reviews
• Technical skills include Microsoft Office tools and various compliance surveillance and monitoring systems including Actimize, Mantas, Prime and other proprietary tools
• Intermediate to Advanced proficiency in Microsoft Office Suite 2010 (Word, Excel, Outlook)
• Experience with legal and investigative databases (e.g., Worldcheck, LexisNexis, Factiva, etc.).
• Possess excellent organizational skills and proven ability to manage time efficiently in a fast paced environment.
• Ability to work well with all levels of staff and management.
• Type 35 WPM
PROFESSIONAL EXPERIENCE:
AML Analyst | Investigator| Consultant June 2010 – Present
• LBBW Landesbank Baden-Wurttemberg, New York, NY
• Continental Bank, New York NY
• Hua Nan Commercial Bank, New York NY
• Mitsubishi UFJ Trust and Banking (MUTB) Corporation New York Branch
• Credit Suisse, New York NY
• Natixis CIB Americas, New York NY
• Scotiabank, New York NY
• The Bank of Tokyo-Mitsubishi UFJ, Ltd, Jersey City NJ
• ALMA BANK, New York NY
• CITIGROUP, New York NY
• HSBC BANK, New York, NY
EDUCATION
University of Phoenix
BS – Information Technology and Cybersecurity (Student since 2017)
Pace University
Liberal Arts Studies (Incomplete)