We are a financial services organization based in the heart of New York City. Our firm is dedicated to providing comprehensive financial solutions that meet the diverse needs of our clients. With a strong focus on professionalism and excellence, we offer a range of services designed to support financial stability and growth. Our team is comprised of experienced professionals who are passionate about delivering high-quality financial services. We foster a collaborative and inclusive work environment that values innovation and continuous improvement. Our commitment to integrity and regulatory compliance ensures that we operate with the utmost transparency and accountability. At our core, we believe in the power of a dedicated and knowledgeable team to drive success. We provide a supportive atmosphere that encourages professional development and values diverse perspectives. Join us and become part of an organization that is committed to making a meaningful impact in the financial services industry.

Key Responsibilities:

• Collaborate with the CFO to provide in-depth financial analyses, generate insightful reports, and offer strategic recommendations to support decision-making.
• Direct the end-to-end process for month-end, quarter-end, and year-end financial closes, maintaining accuracy and efficiency throughout.
• Partner with the CEO and executive team to manage and optimize the day-to-day operations of our financial services firm and its associated entities.
• Lead the execution of profit and loss (P&L) and margin reconciliations, ensuring accurate and timely preparation of financial statements in compliance with industry standards.
• Oversee the preparation and submission of financial reports and disclosures, ensuring adherence to all regulatory and reporting requirements.
• Stay informed about evolving financial regulations and accounting standards, making strategic recommendations for process improvements and ensuring compliance.
• Build and sustain strong relationships with key external stakeholders, including regulatory authorities, auditors, and other relevant parties.
• Oversee comprehensive tax planning and compliance, including federal, state, local, payroll, and other applicable taxes.
• Ensure adherence to financial responsibility regulations and manage essential tasks such as financial reporting, audit support, and compliance with industry standards.
• Apply your expertise to enhance accounting processes and collaborate with various departments to ensure efficient financial integration and reporting.

Ideal Candidate:

• Bachelor’s degree in Accounting, Finance, or a related field required; advanced degree is a plus.
• Series 27 license required; CPA designation preferred, but not required.
• At least 12 years of experience in finance and operations roles, ideally in a senior management capacity within a regulated financial services environment.
• Extensive knowledge of financial operations, regulatory reporting requirements, and industry best practices.